Advanced Workplace Solutions
A division of PsychWorks, Inc.

 

SUPERVISOR CHECKLIST

Steps to Making a Formal Supervisor Referral

  1. Recognize problems
    • Personal problems = job problems
    • Job performance is key, not the personal problem
    • Supervisor’s job: monitor job performance
    • Not the Supervisor’s job: Diagnosing personal problems
    • Look for patterns of repeated performance problems

       
  2. Document
    • Document job behavior (see below - "Types of Job Problems")
    • Record in supervisor notes
    • Document when you suspect a pattern may be developing
    • Include date, time, place, objective facts about behavior
    • Keep documentation confidential

       
  3. Consultation with Your EAP
    • For confidential advice on if and how to make a referral

       
  4. Meeting with the Employee
    • Consider the logistics of the meeting
    • Get to the point
    • Avoid traps (see below - "Dealing with Anger or Defensiveness")
    • Discuss only job issues (see below - "Keeping Personal and Performance Problems Separate")
    • Know what you will say ahead of time
    • Return to the point of the meeting (job performance)
    • Give future expectations

       
  5. Offer Assistance/Refer to EAP
    • Create a developmental plan
    • Schedule follow-up conference to evaluate progress
    • Discuss and describe Employee Assistance Program
    • Offer to help contact EAP (Give EAP number 1-800-671-HEAL)
    • Assure employee about confidentiality
    • Don’t use EAP in lieu of discipline
    • State consequences of no improvement in performance
    • If you have not already done so, call PsychWorks to notify about formal referral

       
  6. Monitor and Reinforce Progress
    • Follow up with employee at regular intervals
    • Encourage progress when you see it
    • Address continual or additional problems as they occur
    • Recommend EAP again if no or inadequate improvement in work

TYPES OF JOB PROBLEMS

Absenteeism

  • Unauthorized leave or excessive sick leave
  • Request for unscheduled days off
  • Absence following day(s) off
  • Repeated absences of two to four days or two to four weeks
  • Excessive tardiness, especially following day off or after lunch or breaks
  • Leaving work early
  • Peculiar and improbable excuses

On-the Job Absenteeism

  • Continued absences from work site (more than the job requires)
  • Frequent trips to the water fountain or restroom
  • Long coffee breaks
  • Physical illness on the job

Work Patterns

  • Work appears to require great effort
  • Takes more time to complete tasks/misses deadlines
  • Frequently seems to stare off into space
  • Difficulty in recalling instructions, details, etc.
  • Increasing difficulty handling complex assignments
  • Difficulty in recalling mistakes
  • Increased waste/damaged products and equipment
  • Lower production
  • Rigidly maintains current behavior, despite instructions to change
  • Displays poor judgment

Alternating Work Patterns

  • Alternating periods of very high and very low productivity
  • Alternating periods of accuracy and non-accuracy

Problems with Co-workers

  • Overreaction to real or imagined criticism
  • Avoiding or withdrawing from co-workers
  • Arguments with co-workers
  • Complaints from co-workers

Changes in Mental/Emotional Condition

  • Inappropriate outburst of crying
  • Inappropriate anger
  • Extreme anxiety or nervousness
  • Irritability

Changes in Physical Condition

  • Slurred speech
  • Poor balance or equilibrium
  • Poor hygiene
  • Excessive yawning/drowsiness

Accidents

  • Taking needless risks
  • Disregard for safety of others
  • Higher than average accident rate on or off the job

DEALING WITH ANGER OR DEFENSIVENESS

You should expect that an employee would feel threatened or use various defenses to protect him or herself. Below is a list and description of some of these defenses and recommended ways to handle the situation.

DEFENSE

EXAMPLE

HOW TO HANDLE

Excuses & Sympathy

"You’d have the same troubles if you had a wife like mine."

"You may have problems at home. I am concerned about your performance, and my data here says you are not doing your job."

Apology & Promises

"I’m really sorry. You know that! I’ll never do it that way again."

"I appreciate your apology, but what you did is serious."

Switching

"I know about that, but look at the commendations I got last year."

"You did well last year. I want good work this year, too. You have had more problems lately than is allowable. Let’s look at the record."

Anger

"Damn it! One mistake and the roof falls in after 15 years of killing myself for this place."

"I expect you to listen to me. Getting angry won’t help anyone, especially you. I’m concerned about your performance and I’m not taking about one mistake. Let’s look at the record."

Tears & Helplessness

"I don’t know what to do. I’ll never get out of this mess." (crying)

"We all feel overwhelmed at times. I’ll be happy to help you make an appointment with EAP. In the meantime, you’ll need to get back on track with your performance."

Self-pity

"I knew this would happen. I’ve never been able to do anything right."

"You have been doing good work for a long time. I know that you can get back to that same level of performance. Have you thought about calling EAP?"

Innocence & Blaming

"It’s not my fault. Joe let me down. I don’t get any help at all around here."

"I’ve checked into this in detail (point to records). Let’s look at the record."

Hopelessness

"I might as well quit right now."

"Your performance, until recently, has been very good. Something has changed. Have you considered calling the EAP?"

Friendliness & Seduction

"Now, Bill..., you know we’ve been through this before and we worked it out together. Let’s get together after work and figure this out where we can be more comfortable."

"We have been friends for a long time, but I can’t ignore this performance problem just because we are friends. As a friend, I suggest that you call the EAP and talk to a counselor."

KEEPING PERSONAL AND PERFORMANCE PROBLEMS SEPARATE

Your role as a supervisor is to focus on performance issues, while the EAP can help employees deal with personal problems. Here are some suggestions for keeping yourself on the right track as you approach an employee to discuss work-related issues.

DOs

  • DO make it clear that you are concerned with job performance and that’s the bottom line.
  • DO describe in work terms the necessity for change; outline its effect on employee morale, safety, the reputation of the department, cost of lost productivity and the impact on the work habits of others.
  • DO point out that the Employee Assistance Program is an employee fringe benefit and that help is available.
  • DO emphasize that the employee alone must decide whether or not to seek out assistance and that help is available.
  • DO emphasize the confidentiality aspect of the program, and that in no way will one’s career path be blocked through EAP usage.
  • DO take time and ask the employee for feedback.
  • DO develop an action plan and make sure that the employee is clear about the specifics expected.
  • DO review performance concerns one at a time.

DON’Ts

  • DON’T diagnose personal problems.
  • DON’T moralize or trivialize.
  • DON’T be misled by sympathy-invoking tactics.
  • DON’T cover up for a friend.
  • DON’T raise issues without documentation.
  • DON’T use words such as "always" and "never."
  • DON’T use this as an opportunity to complain about everything you ever have disliked about the employee.
  • DON’T make threats about the outcome.
  • DON’T threaten to take disciplinary action that you cannot or will not take.
  • DON’T discuss the employee’s problems with the co-workers.

 

 

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